Chief Compliance Officer | London, UK (London)

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Chief Compliance OfficerAllfunds Bank SAU London, United Kingdom Location: London AFB
The following information provides an overview of the skills, qualities, and qualifications needed for this role.
Type of job vacancy: Permanent Employee
No. Job vacancies: 1
About us
Looking for your next challenge? Allfunds (AMS:ALLFG) is a fast-paced, dynamic Wealthtech leader with 16 offices worldwide and a team of highly skilled professionals. We are passionate about quality and innovation, with a strong foundation built over 20+ years, combined with the agility of a start-up. If you thrive in such an environment, Allfunds could be the place for you!
Listed on Euronext Amsterdam since April 2021, Allfunds manages over 1.4 trillion in assets under administration. We are a leading B2B Wealthtech platform serving the funds industry, offering integrated solutions for Fund Houses and Distributors. Our ecosystem covers the entire fund distribution and investment cycle, including dealing, data analytics, Regtech, ESG screening, and portfolio monitoring. We are the industrys only fully integrated one-stop-shop.
Founded in Madrid in 2000, we operate in over 60 countries, working with more than 2,000 fund groups and connecting to 1,500 distributors.
At Allfunds, we empower our team to excel and innovate!
Our mission
To transform the wealthtech industry by creating value for our clients through innovative tools that enable investors to access top investment managers globally. We connect fund houses and distributors with operational and technological solutions, ensuring efficient and effective transactions.
Join us and grow within a diverse, technology-driven environment at a leading wealthtech company.
If you share our values of excellence, accountability, empowerment, and inspiration, we look forward to your application.
Our values include
- All for Excellence: Delivering top-quality services through expertise and passion. - All for Accountability: Acting transparently and responsibly. - All for Empowerment: Enhancing tools and services for our clients. - All for Inspiration: Supporting our people to achieve their goals.
We embrace diversity and inclusion, fostering a respectful and equitable workplace across our global offices, including Brazil, Chile, Colombia, France, Hong Kong, Italy, Luxembourg, Miami, Poland, Singapore, Spain, Sweden, Switzerland, UAE, and the UK.
Position Overview
We are seeking an experienced Chief Compliance Officer with at least 8 years in a similar role and 10 years in the financial market. The role is based in London.
Main Responsibilities
Develop and oversee Compliance and AML functions as part of the 2nd line of defense, ensuring adherence to UK regulations and Group policies. Identify and assess compliance risks, informing branch management and staff. Establish and adapt compliance procedures and policies aligned with Group standards. Implement the Group Compliance Monitoring program based on Regulatory Risk Assessments and the Corporate Defense Model, including controls, reporting, and action plans. Centralize compliance information, analyze issues, and coordinate interventions and follow-ups. Conduct client due diligence and AML transaction monitoring. Perform ML risk assessments. Advise senior management on compliance matters. Provide compliance training and raise awareness among employees. Maintain communication with financial authorities. What to Expect Competitive salary and attractive benefits package. Opportunities for professional growth in a multinational environment. Engagement in diverse projects with ambitious goals and independence. Flexible working conditions (subject to Covid-19 protocols). Modern office in a convenient location.
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Location:
Greater London

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