Chief Operating Officer - Legal
4 Days Old
Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems.
# Conduct investigations of compliance risk events or breaches and oversee corrective actions and preventative measures.
# Implement compliance policies and procedures aligned with regulatory requirements and international standards, including jurisdictional specifics.
# Collaborate with 1LOD, other compliance teams, legal, and risk management functions for a comprehensive approach to compliance and risk management.
# Identify, investigate, and oversee potential money laundering, terrorist financing, or other financial crimes.
Manage a business function, contributing to strategic initiatives, policies, and procedures, and leading multiple complex projects.
Manage a large team or sub-function, or act as a technical expert and thought leader in organization-wide projects.
Provide expert advice to senior management and influence decisions across functions.
Manage resourcing, budgeting, and policy creation for a significant sub-function.
Escalate policy breaches appropriately and foster compliance.
Monitor and influence external regulatory and advocacy environments.
Experience in regulatory and compliance roles within a global, universal bank.
Understanding of the global regulatory framework.
Insight into customer protection risks and the wider regulatory landscape.
Comprehensive compliance experience and understanding of the regulatory environment.
Knowledge of financial services and demonstrated thought leadership.
Strong communication skills, especially regarding legal and regulatory matters.
Degree-level education and a strong academic record.
- Location:
- London
- Job Type:
- FullTime
We found some similar jobs based on your search
-
New Yesterday
Chief Operating Officer - Legal
-
London
Social network you want to login/join with: BOC - BX Functions - COO To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Barclays' legal, r...
More Details -
-
4 Days Old
Chief Operating Officer - Legal
-
London
To provide data-led expert oversight, checking, and challenging on business and compliance matters to ensure the organization operates in accordance with Barclays' legal, regulatory, and ethical responsibilities. Identify and assess compliance risks ...
More Details -