Compliance Officer

New Yesterday

We’re exclusively partnered with a fast-growing and forward-thinking financial services provider that has been expanding significantly across the UK. As part of their continued growth, they’re now looking to appoint a Compliance Officer to help shape and strengthen the business’s governance and risk culture. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. You’ll play a key part in maintaining robust regulatory standards and working collaboratively across the business to embed good practice. *Please note travel to the North West (UK) office is required twice a month as part of the working arrangement.* Key Responsibilities: Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions. Carry out thematic reviews and oversee outsourced provider compliance. Review products, services, and client-facing materials to ensure they meet regulatory expectations. Help drive a cultur...
Location:
Merseyside
Salary:
£40,000 - £45,000 per annum
Category:
Admin, Office, Secretarial & PA

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