Head of Building Asset Management

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About Marex Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients across energy, commodities and financial markets. The group provides access to the worlds major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe, Asia and the Americas.
Manage the regional surveillance team that monitors client and proprietary trading activity in the UK, Europe, MENA and APAC to detect potential regulatory, exchange and conduct breaches.
Supervise the operation of trade and communication surveillance controls for all areas of the business and in various asset classes.
Form part of the global surveillance management team, designing and executing the surveillance strategy and ensuring the effective and efficient operation of the global program.
Provide training and quality assurance for surveillance resources based in London, Paris, Sydney and any other sites required in future to support the monitoring of Marex business outside the Americas.
Recommend and manage the implementation of system and procedural changes that would enhance the effectiveness and efficiency of the trade surveillance programme.
Prepare as needed documents for submission to exchanges and regulatory bodies.
Draft documents as a result of issues/findings arising from the monitoring.
Conduct monthly meetings with desk or business heads.
Interact with all levels of the business, including Senior Staff, desk heads, sales and proprietary traders.
Ensure the ongoing operation of controls supporting the robustness and effectiveness of the surveillance program, including threshold/parameter reviews, lexicon reviews, quality assurance, control effectiveness reviews, etc.
Collaborate with the Head of US Surveillance to ensure consistency where possible in processes and controls.
Undertake ad hoc projects, including those of a global nature, as required.
Ensure compliance with the companys regulatory requirements
Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with
Ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
Report any breaches of policy to Compliance and/ or your supervisor as required
Escalate risk events immediately
Provide input to risk management processes, as required
Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.
Excels at building relationships, networking and influencing others
People management
Respect - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm.
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Location:
London
Job Type:
FullTime

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