Head of Trade Surveillance (London)

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Direct message the job poster from BGC Group
Please make sure you read the following details carefully before making any applications. Talent Acquisition Business Partner at Cantor Fitzgerald & BGC Group Head of Trade Surveillance London, UK Location: London, United Kingdom Department: Compliance Contract: Full-time, Permanent Salary: Competitive, with bonus and comprehensive benefits BGC Group is seeking an experienced compliance leader to head our Trade Surveillance function. Based in London, this senior role will set the strategic direction and ensure the effective delivery of surveillance operations across our global trading businesses. You will lead a high-performing team, engage with senior stakeholders and regulators, and drive continuous improvement in our surveillance systems and frameworks. Key Responsibilities: Define and execute the global trade surveillance strategy. Oversee day-to-day surveillance operations, alerts, escalations, and investigations. Lead the design and enhancement of surveillance frameworks and systems. Make informed decisions on STOR submissions and regulatory interactions. Deliver MI and governance reporting to senior leadership and committees. Represent the function in regulatory audits and internal governance forums. Requirements: Extensive experience in trade surveillance or related compliance roles within financial services. Strong leadership and team management background. Proficiency with surveillance platforms (e.g., SMARTS, Actimize, Scila). In-depth knowledge of trading practices and market abuse regulations. Excellent stakeholder engagement and decision-making skills. Advanced data analytics or automation experience. Exposure to trading systems and MI tools (e.g., Tableau, QlikView). Familiarity with UK regulatory frameworks and FCA expectations. Seniority level Seniority levelMid-Senior level Employment type Employment typeFull-time Job function Job functionAccounting/Auditing Referrals increase your chances of interviewing at BGC Group by 2x Get notified about new Head of Trade jobs in London Area, United Kingdom . London, England, United Kingdom 1 week ago London, England, United Kingdom 2 weeks ago London, England, United Kingdom 2 days ago London, England, United Kingdom 1 week ago International Wholesale Director Luxury Homeware Brand London, England, United Kingdom 2 days ago London, England, United Kingdom 9 hours ago London, England, United Kingdom 1 month ago London, England, United Kingdom 1 month ago Greater London, England, United Kingdom 1 week ago Global Account Director - Global Business Solutions - London London, England, United Kingdom 3 weeks ago UK Country Manager & Sr Director of Corporate Sales London, England, United Kingdom 2 weeks ago UK Country Manager & Sr Director of Corporate Sales London, England, United Kingdom 1 month ago London Area, United Kingdom 55,000.00-60,000.00 1 month ago London, England, United Kingdom 3 weeks ago London, England, United Kingdom 1 month ago London, England, United Kingdom 1 month ago City Of London, England, United Kingdom 60,000.00-60,000.00 2 weeks ago London, England, United Kingdom 19 hours ago Greater London, England, United Kingdom 3 weeks ago UK Country Manager & Sr Director of Corporate Sales London, England, United Kingdom 2 weeks ago Senior Director, Corporate Sales EMEA and APAC Greater London, England, United Kingdom 3 weeks ago Uxbridge, England, United Kingdom 2 months ago Oracle Practice Engagement Director - Retail, CPG - UK/Europe Were unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Location:
Greater London
Job Type:
FullTime

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