Forvis Mazars'
Financial Services Consulting is experiencing exciting growth and
we have various opportunities for talented and high performing
individuals to be based in the London office given the
opportunities arising from increasing regulatory scrutiny,
supervision and demand for external assurance.
Are you looking to make an impact in Financial Services
Consulting? Are you looking to grow our business as if it was
your own? And are you looking for open, engaged and
collaborative teams? Then apply to the role today!
About the team
The Prudential Risk and Regulation offering provides a
number of tailored solutions to support our FS clients around the
interpretation and implementation of regulations to help them
achieve regulatory compliance and manage regulators'
expectations. We help clients develop and review their key
regulatory submissions – such as their Capital & Liquidity
adequacy process documents, Recovery & Resolution plans, and
their regulatory submissions. We also support clients on
organisational, regulatory or systems transformation initiatives to
help them manage prudential risk.
Typical engagements in the Prudential Risk
and Regulation service area include:
Reviewing and refining clients' ICAAP, ILAAPs,
ICARA's, wind down and recovery plans.
Responding to clients' queries on the interpretation and
implementation of prudential rules.
Reviewing
COREP, FINREP, PRA 110 and other regulatory returns.
Performing skilled persons reviews in line with the PRA's
expectations.
Reviewing the effectiveness of
regulatory change projects.
Providing
assurance on clients' processing of regulatory data.
Reviewing firms' prudential risk management capabilities
– including reviews of relevant policies and procedures; and, how
such risks are identified, measured, monitored, measured, and
reported.
Providing internal audit subject
matter expertise.
About the role
As a Manager / Associate Director you would
be expected to:
Lead
multiple client engagement teams, working with a wide variety of FS
clients to deliver high quality professional services.
Play a key role in business development activities for
allocated key accounts or a category of FS clients /
prospects.
Work as part of small and large
sized multi-disciplinary engagement teams to deliver the types of
engagements listed above.
Gather and analyse
information, perform gap analysis, identify areas of improvements
and offer value-adding recommendations.
Lead
workshops to resolve client issues, design robust processes /
controls and develop an implementation plan.
Work with stakeholders within clients' organisational
structure to implement improvements.
Managing
the execution of client engagements by monitoring and reporting on
delivery status, identifying and managing any issues and risks that
could impact delivery, and providing guidance and quality review of
others.
Producing materials to help clients
understand the impact of regulatory developments and changing risk
practices on their business model, control framework, reporting
obligations as well as capital and liquidity
requirements.
Developing client relationships,
grow networks and assist in identifying and converting engagement
opportunities
Developing product offerings and
preparation of technical proposals and pitches to
clients
Assisting in developing and delivering
internal and external training materials
Mentoring, coaching and developing junior team
members.
What are we
looking for? You
will have gained significant experience in Prudential
regulatory matters and risk management practices, either in
industry, another consultancy, and/or the Prudential Regulation
Authority (PRA).
Knowledge of, and experience
in navigating and interpreting the provisions of the PRA rulebook,
supervisory statements and other on-shored EU laws and regulations.
This should include one or more of the following:
The UK prudential regulatory framework,
covering existing and forthcoming regulations, specifically,
knowledge of the PRA Rulebook, Supervisory Statements, the FCA
Handbook and Basel 3.1
Preparation or review
of Internal Capital Adequacy Assessment Process (ICAAP), in
particular Pillar 1 capital requirements, Pillar 2 risks,
robustness of stress test scenarios; Internal Liquidity Adequacy
Assessment Process (ILAAP), Internal Capital Adequacy and Risk
Assessment (ICARA), Regulatory Reporting (COREP, FINREP, PRA) and
Recovery Plan (RP)
Good understanding of the
PRA's supervisory model – including internal and external risk
factors, and risk mitigants.
Experience of
reviewing regulatory returns, s166 reports, and firms' business
models.
About Forvis
Mazars Forvis Mazars is a
leading global professional services network operating under a
single brand with just two members: Forvis Mazars, LLP in the
United States and Forvis Mazars Group SC, an internationally
integrated partnership operating in over 100 countries and
territories. Both members share a commitment to providing an
unmatched client experience, delivering audit & assurance, tax,
advisory and consulting services across the globe.
We are one diverse, multicultural, multi-generational team
with a huge sense of connection and belonging. This is a place
where you can take ownership of your career, get involved, believe
in yourself and put your ideas into action.
At
Forvis Mazars, we celebrate individuality and thrive on teamwork.
We give people the freedom to make a personal contribution to our
shared purpose. We support one another to deliver quality, create
change and make an impact so that everyone can reach their full
potential.
Central
London based office location with a hybrid working
model!
Being inclusive
is core to our culture at Forvis Mazars; we want to ensure
everyone, whether in the recruitment process or beyond is fully
supported to be their unique self. To read more about our
approach click
here .
Our aim is to
make the recruitment process as accessible and inclusive as
possible - please contact us to discuss any changes you may require
so we can work with you to support you throughout your
application.