Ethical Compliance Manager

We are currently recruiting for an experienced Ethical Compliance Manager to join a growing and forward-thinking professional services firm.

This is a pivotal role within the business, offering the opportunity to work closely with senior leadership and play a key part in safeguarding the organisations integrity, regulatory compliance and professional standards.

If you are looking for a role where you can influence decision-making, manage risk and operate at a senior level, this is a fantastic opportunity.

The Role

Working closely with Partners and senior leadership, you will take ownership of ethical governance and compliance across the firm.

Key responsibilities include:

• Providing guidance on ethical queries in line with regulatory standards
• Managing and resolving conflicts of interest and risk-related issues
• Overseeing client complaints, staff grievances and disciplinary matters
• Advising on engagement terms, contractual risk and dispute resolution (ADR)
• Liaising with professional bodies (e.g. ICAEW) and handling regulatory matters
• Managing professional indemnity processes including claims and renewals
• Ensuring compliance with AML regulations and internal policies
• Applying FRC Ethical Standards and IESBA Code of Ethics across the business
• Supporting legal processes where required (e.g. small claims, insolvency matters)
• Maintaining accurate compliance records and supporting audits and reviews

This is a broad and influential role covering ethics, risk, governance and compliance at a senior level.

About You

Were looking for a credible and confident professional with strong judgement and the ability to manage complex situations:

• Qualified Chartered Accountant (essential)
• Strong knowledge of FRC Ethical Standards and IESBA Code of Ethics
• Experience working with regulatory bodies such as ICAEW
• Solid understanding of AML and compliance frameworks
• Experience handling conflicts, complaints or dispute resolution
• Excellent communication skills with the ability to influence at all levels
• High attention to detail with strong organisational skills
• Professional, discreet and able to manage sensitive matters

Whats on Offer

• Competitive salary (based on experience)
• Flexible working approach with part-time options considered
• Opportunity to work closely with senior leadership
• A high-impact role with real influence across the business
• Supportive, collaborative and professional working environment
• Opportunity to shape and develop compliance processes within a growing firm

Why Apply?

This is an opportunity to step into a strategic and business-critical role, where your expertise will directly influence governance, risk management and the long-term success of the organisation.

Apply Now

If youre looking for a senior-level compliance role where you can make a real impact, wed love to hear from you.

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