Hawksworth UK are now hiring for a Permanent ‘Analyst/‘Surveillance Officer’ for an Investment Bank based in London.

• Surveillance of Transactions in Global Markets, Investment Banking and Treasury
• Skills needed – Python skills and some Surveillance exposure & interest
• London – Near Liverpool St
• £45k - £60k base + Bonus + Package
• Hybrid working – x3 days in the office per week

Job Description:

You will join a Compliance Surveillance Team and you will help monitor transactions across Global Markets, Global Investment Banking and Treasury. You will work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all business lines. You will give input for the design of new monitoring strategies.

For this you will analytical skills, Python skill, some experience/ knowledge of compliance rules and regulations ,knowledge of Surveillance Vendor tools would be an advantage. You will have a good understanding of relevant monitoring and surveillance frame working i.e. Market Abuse and Conduct Risk.

Essential skills & experience:

• Degree education or equivalent
• Understanding of basic Capital market products such as Origination, Syndication, Credit and Rates, Structured Products, FX and Treasury.
• Solid controls development experience – streamlining processes and controls.
• Ability to review and analyse data then present results statistically in MI format.
• Proven experience of delivering high quality compliance MI reports for senior management.
• Python skills
• Proven experience of executing compliance reports and investigations or similar regulatory reports
• Understanding of Market Abuse Regulation and the associated Alert Scenarios, but not limited to: Layering/Spoofing, Front Running, Wash Trades, Ramping, Cross Product/Venue Manipulation, Manipulation of Benchmarks.
• Trade Surveillance Monitoring experience – Desirable
• Prior experience in e-Communications surveillance, trade surveillance, market abuse, market conduct or compliance within an investment bank
• Understanding of EU and UK Compliance requirements, regulatory and exchange requirements - in particular with respect to Market Abuse and Conduct Risk.

If you have the knowledge and experience requested and are looking for a new opportunity, please apply now! You can also reach out to me at richard@hawksworthuk.com

Thank you.