Business and Compliance Manager in City of London
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Job Description
Hiring: Business & Functions Compliance Manager (VP)
London | Investment Banking | 14 Month Fixed Term Contract
Are you a seasoned Compliance professional looking to step into a high-impact, front-office aligned role? We’re partnering with an Investment Banking firm in London Branch to hire a Business & Functions Compliance Officer to support key Banking business lines and act as a trusted advisor to senior stakeholders.
This is a high-visibility role sitting at the intersection of Compliance and the Business — ideal for someone who enjoys influencing, partnering, and driving best-in-class regulatory standards in a dynamic environment.
The Role
As a senior member of the Business & Functions Compliance team, you will act as the lead Compliance contact for designated Banking business areas. You’ll play a pivotal role in shaping and delivering the local compliance framework, aligned with global strategy.
You’ll work closely with senior management, front office teams, and Head Office Compliance, ensuring consistent application of regulatory standards across jurisdictions.
⚡ Key Responsibilities
Policies & Regulatory Framework
Develop, enhance, and maintain compliance policies and procedures aligned to UK regulatory requirements and global standards
Partner with Regulatory teams to ensure an effective regulatory watch framework
Contribute to global policy development across Banking businesses
Advisory & Business Partnering
Act as a trusted advisor to front office and senior stakeholders
Provide timely, pragmatic compliance guidance on regulatory requirements and best practice
Support new product/business initiatives with risk assessments and regulatory input
Coordinate responses to regulatory enquiries
Training & Awareness
Design and deliver targeted compliance training programmes
Drive awareness campaigns to ensure strong regulatory understanding across the business
Monitoring & Risk Oversight
Support and enhance the Compliance Monitoring Programme
Conduct annual Compliance Risk Assessments
Participate in risk-based business reviews and track remediation actions
⚖️ Governance & Conduct
Oversee conflicts of interest management alongside Control Room teams
Support SMCR, FCA registration, and Conduct-related matters
Escalate key risks and breaches appropriately
Reporting & Stakeholder Management
Produce meaningful management information and reporting
Build strong relationships with global compliance teams and Head Office
Ensure consistency of compliance standards across jurisdictions
What We’re Looking For
Proven experience in Business/Front Office Compliance within an investment banking environment
Strong knowledge of UK & EU regulations (e.g. MAR, MiFID II, EMIR, SMCR) with exposure to global frameworks (US/APAC a plus)
Experience supporting Private Side / Banking businesses
Confident communicator with the ability to influence senior stakeholders
Strong analytical mindset with sound judgement under pressure
Ability to manage multiple priorities in a fast-paced environment
Professional qualifications (Legal, Compliance, Accountancy) are advantageous
French skills are a plus, but not essential
Why This Role?
High-impact, business-facing Compliance role
Exposure to global stakeholders and cross-border activities
Opportunity to shape and influence compliance strategy locally and globally
Collaborative, high-performing team environment
If you’re looking to step into a role where Compliance is truly a strategic partner to the business, I’d love to speak with you.
If you are interested in applying for this job please press the Apply Button and follow the application process. Energy Jobline wishes you the very best of luck in your next career move.
- Location:
- City Of London
- Job Type:
- FullTime
- Category:
- Manager, Management, Compliance