Compliance Analyst - Private Markets
New Yesterday
We are seeking an experienced and proactive Compliance Associate/ Manager to join our Compliance team
This role focuses on ensuring the firm meets its regulatory obligations, monitoring compliance, maintaining policies and registers, and supporting risk management initiatives
The successful candidate will be involved in a wide range of regulatory compliance and anti-money laundering matters, supporting the development of robust systems and controls, and ensuring that these evolve in line with regulatory developments and business needs.
RESPONSIBILITIES
The Compliance Manager will support the Global Head of Compliance in the effective implementation and maintenance of the firm’s global compliance framework.
Key responsibilities include, but are not limited to:
Regulatory Registers & Reporting:
Coordinate with internal stakeholders to ensure that all required filings and notifications are prepared accurately and submitted on time.
Maintain the Global Regulatory Licensing and Global Regulatory Reporting registers.
Policies & Procedures
Support the Global Head of Compliance in the periodic review and implementation of compliance policies, procedures
Maintain accurate records and version control of approved poli...
- Location:
- London
- Job Type:
- FullTime
- Category:
- Admin, Office, Secretarial & PA