Compliance Assurance Manager

New Yesterday

Our client is seeking a Compliance Assurance Officer/Manager, posessing 2-3yrs experience in credit lending to support compliance monitoring.
The person will oversee consumer duty outcomes testing and support delivery of the compliance monitoring plan.
Overall purpose of the role: The focus of this role is to lead on assurance monitoring, deliver quality assurance monitoring in support of the 2LOD compliance risk management framework and operational processes within 1LOD. The Compliance Assurance Manager will support thematic and assurance monitoring reviews with a particular focus on regulatory risk providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Responsibilities and accountabilities: Support and deliver on the compliance assurance monitoring programme, delivering high quality risk based monitoring and reporting in support of evidencing regulatory compliance Contribute to the Compliance Assurance Plan and other Compliance initiatives and manage the framework for delivery of compliance risk thematic reviews and ongoing monitoring activities. Deliver assurance monitoring and works closely with other risk functions to support all monitoring activity. Deliver customer outcomes testing in accordance with th...
Location:
Gillingham
Category:
Admin, Office, Secretarial & PA

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