Compliance Auditor

New Today

Location: Hybrid/Remote
Job Type Full time
Contract Type Permanent
Salary: Up to £45,000 DOE

At National Accident Law, we work differently to handle compensation claims in a modern,imaginativeand refreshingly personal way.Werelooking for the curious minds that can shape and drive innovation in accident injury law.

THE PURPOSE OF THE ROLE

The purpose of the Compliance Auditor role is to provide independent and objective assurance that our law firm isoperatingin a compliant,ethicaland efficient manner. You will assess the adequacy and effectiveness of internal controls,processesand policies to ensure the business meets regulatory requirements, manages risks appropriately, and delivers high quality outcomes for clients. The role will work closely with operational teams, the Risk & Compliancefunctionand senior stakeholders to drive continuous improvement andmaintaina strong governance framework.

WHAT YOU WILL BE DOING AS COMPLIANCE AUDITOR

Regulatory Compliance
Conduct scheduled and ad hoc compliance audits across business functions to ensure adherence to the SRA Standards and Regulations, Data Protection legislation and any applicable legislature.
Assess operational activity for compliance with internal policies,proceduresand quality standards.
Evaluate risks and control weaknesses, documenting findings clearly and objectively.
Support the Head of Risk & Compliance in interpreting regulatory updates and assessing their impact on internal processes.

Audit & Quality Assurance
Plan, prepare and deliver audit scopes
Produce detailed audit reports outlining findings, recommendations and agreed action plans.
Track the implementation of audit recommendations and follow up on overdue actions.
Provide thematic analysis toidentifyrecurring issues,trendsor process failures.
Support root cause analysis and work collaboratively with key stakeholders to develop corrective actions

Operational Support & Continuous Improvement
Work closely with key stakeholders to embed effective controls and reduce risk exposure.
Contribute to the development, review and enhancement of policies,processesand training materials.
Support the Risk & Compliance team with wider assurance activity and risk assessments
Assistin preparing reports for senior leadership and governance committees

Stakeholder Engagement
Build strong working relationships across all departments to promote a culture of compliance.
Support colleagues through clear communication,coachingand guidance on audit outcomes.
Provide subject matterexpertiseand provide guidance on compliance best practice.

SKILLS AND EXPERIENCE REQUIRED
Experience within compliance, quality assurance, internalauditor a risk related environment (preferably within legal, claims, financialservicesor regulated sectors).
Good knowledge of relevant regulatory frameworks (e.g., SRA Standards & Regulations, Data Protection Act 2018/GDPR, Bribery Act 2010).
Strong analytical and investigative skills with the ability to interpret data andidentifyroot causes.
Excellent report writing skills and the ability to present complex information clearly and concisely.
Confident communicator with strong stakeholder management capability.
Highly organised with the ability to prioritise and manage multiple audits or projects simultaneously.

PERSONAL ATTRIBUTES
Curious seeksto understand, question, and challengeestablishedways of working.
Unified collaborates effectively and builds positive working relationships.
Driven self motivated, proactive, and committed to high performance.
Passionate invested in delivering excellent outcomes for customers and the business.
Detail oriented witha high levelof professional integrity.
Comfortable working independently and exercising sound judgement.

WHAT WE CAN OFFER YOU
A competitive salary
Annual leave: 25 days plus bank holidays
Pension: (3% contributory)
Healthcare scheme: claim up to £1,000 back with Simply Health
Death in service: cover of 3 x salary
Perks at Work: exclusive member discounts across a range of goods and services
Community Day on us: volunteer in your community for one day each year
Development Opportunities: training and development opportunities to boost your confidence, realise your strengths and develop your career with us.

At National Accident Law, we believe that diversity drives success. We are proud of our inclusive workplace, where everyone feels valued, respected, and safe. We welcome applications from allwalks of lifeand encourage you to bring your most authentic self to work. We encourage applications from individuals over 50 and all other qualified candidates.

*We are happy to offer this role on a hybrid or remote basis, with flexibility for office attendance whenrequired(min. 1 day per month).

You may also have experience in the following:Compliance Auditor,Internal Auditor,Compliance Officer,Risk & Compliance Officer,Regulatory Compliance Manager,Legal Compliance Officer,Governance & Risk Analyst,Quality Assurance Auditor,Risk Analyst,Compliance Analyst,Audit & Assurance Officer,Regulatory Risk Specialist,Data Protection Compliance Officer,Governance Officer,Assurance & Controls Analyst

REF-227 033
TPBN1_UKTJ
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Location:
Kettering
Salary:
£45,000
Job Type:
FullTime
Category:
Finance

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