The Compliance Manager will oversee and strengthen compliance processes within the financial services industry, ensuring adherence to regulatory frameworks.

Client Details

Mid-sized investment management firm.

Description

To provide a proactive and technical service to the business on the interpretation and guidance of the FCA's rules (and any other relevant regulatory or legal issues that may apply); To provide impact assessment and gap analysis for any new FCA initiatives; Contribute to and take the lead in regulatory change and business change projects as required; 'Local' Consumer Duty and Product Governance Champion/SME for Compliance and Compliance lead for Vulnerable Customers; Compliance lead for SMCR and TC; Maintenance and improvement of Compliance policies in line with best practice and engagement with the business to ensure the embedding of said policies; Coordinate and deliver Compliance training, including induction training.Profile

A successful Compliance Manager should have:

Ability to interpret complex regulations and relay them practically to the business. Experience in interpretation and implementation of regulatory change within a business environment.Job Offer

Circa £75,000 equivalent salary, dependant on experience. Opportunity to work within a structured and professional environment in London. Chance to advance your career in the financial services industry.If you are an experien...