Compliance Manager

New Yesterday

New Role - Compliance Manager Location: Fenchurch Street, London (4 days in office with optional day WFH)Employment Contract: Permanent, full-timeReports into: Head of Compliance and RiskSalary: Circa £75-£80,000 pa + Bonus + BenefitsCompany summaryOperating as an MGA and broker services platform, as well as a Lloyd's broker and coverholder, we collaborate with established industry players and entrepreneurial start-ups alike. About the Role:This is a pivotal role within the compliance team, where you will take ownership of key compliance projects and develop frameworks to support both our business and MGA clients.Key Responsibilities: * Regulatory Compliance Oversight: Develop and implement compliance framework, policies, and procedures. Monitor and interpret relevant regulatory developments (e.g., FCA, PRA, NAIC, EIOPA) and advise the business accordingly. Update clients on compliance/regulatory changes and news. * Governance and Risk Management: Support the Board and Senior Management in fulfilling their regulatory responsibilities. * Monitoring, Reporting and Audits: Execute Appointed Representative's monitoring and oversight programme. Report on compliance performance, breaches, and remediation. Oversee internal and external compliance audits. * Product & Distribution Oversight: Review and approve new insurance products and distribution arrangements from a regulatory perspective. Ensure Treating Customers Fairly (TCF), Conduct Risk, and Pro...
Location:
London
Salary:
£70,000 - £80,000 per annum
Category:
Admin, Office, Secretarial & PA

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