Conflicts of Interest Officer
New Yesterday
Job Description
This job is with St. James's Place, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.
What you'll be doing:This role supports the development and oversight of SJP's Conflicts of Interest (COI) framework. You'll lead on policy design, risk assessments, training, and regulatory reporting, ensuring Group-wide adherence to COI requirements.
Key Responsibilities:- Maintain and update COI policies, procedures, and registers.
- Conduct annual risk assessments and horizon scanning.
- Coordinate mandatory training and COI communications.
- Investigate and report suspected breaches to regulatory bodies.
An experienced compliance professional with in-depth knowledge of COI requirements and strong communication skills. You should be confident advising on regulation and driving procedural improvements.
Skills & Experience:Essential:
- Expertise in financial crime legislation and COI frameworks.
- Ability to analyse and interpret regulatory change.
- Strong report writing and policy drafting skills.
- Broad understanding of SJP's business model and governance.
- Experience conducting investigations and coordinating audits.
- ICA Advanced Certificate or similar (or willingness to study).
- Experience engaging with external regulators.
- Knowledge of global COI frameworks across multiple jurisdictions.
- Location:
- Cirencester
- Category:
- Education