Deputy Head of Regulatory Compliance
2 Days Old
# Ensure that the Compliance RCSAs are complete and up to date.
# Track upstream regulatory change.
# Help plan, prepare and execute the compliance monitoring programme.
# Oversee and carry out conduct risk controls, monitor the business for conduct risk issues and support conduct risk projects.
# Provide advice and training.
# Update policies and procedures as appropriate.
# Act as the point of contact for Data protection matters and support the DPO.
# Monitor compliance with the UK GDPR and other applicable data protection legislation.
# Undertake breach investigation and reporting into data breaches.
# Deliver Data Protection training to staff from time to time.
Relevant experience within a Deputy or compliance manager role in the banking sector.
# People management experience – previous experience in managing a small team.
# Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks.
#
- Location:
- London
- Job Type:
- FullTime
We found some similar jobs based on your search
-
New Yesterday
Deputy Head of Regulatory Compliance
-
London
We are exclusively recruiting for growing Institutional Brokerage firm looking to hire a Deputy Head of Compliance to assist with the day to day running of a busy compliance function. This role will be based in the office 5 days a week and there is a...
More Details -
-
2 Days Old
Deputy Head of Regulatory Compliance
-
London
About The Role: Reporting directly to the Global Head of Compliance, you’ll serve as a key senior leader in the compliance team for our regulated entity Paysend PLC. As well as Deputy Head of UK Compliance you will be delegated responsibility as MLR...
More Details -
-
2 Days Old
Deputy Head of Regulatory Compliance
-
London
Join to apply for the Deputy Head of UK Compliance & MLRO role at Paysend Join to apply for the Deputy Head of UK Compliance & MLRO role at Paysend Reporting directly to the Global Head of Compliance, you’ll serve as a key senior leader in the...
More Details -
-
2 Days Old
Deputy Head of Regulatory Compliance
-
London
Our client is an international corporate and retail banking group with a global reach. Identify the regulatory risks the bank faces, mitigating controls and make appropriate changes. # Ensure that the Compliance RCSAs are complete and up to date. # ...
More Details -