Regulatory Compliance Officer, Commodity Trading - Eximius Finance

57 Days Old

Job Description

The ideal candidate disposes of:

  • Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
  • Monitor industry practice with respect to global financial regulation.
  • Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
  • Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
  • Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
  • Matter related to regulatory trade reporting and other post-trade risk management requirements.
  • Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
  • Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation.

Skills:

 

  • Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
  • Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
  • Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
  • To collaborate and partner with business stakeholders, other compliance team members and other functions.
  • Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.
Location:
London
Category:
Business

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