Risk and Compliance Manager

35 Days Old

Job Title: Risk & Compliance Manager
Location: Lincolnshire / Derbyshire (multi-office regional role)
Salary: Competitive + Benefits
Firm Type: Regional Law Firm
The Opportunity
A well-established and highly regarded regional law firm with multiple offices across Lincolnshire and Derbyshire is seeking an experienced Risk & Compliance Manager to join its leadership team. This is a key strategic role responsible for maintaining and developing the firm's regulatory framework, ensuring compliance with all relevant legal and professional standards, and promoting a strong culture of risk awareness across the business.
This is an excellent opportunity for an experienced compliance professional to play a pivotal role within a growing, multi-office firm that prides itself on delivering high-quality legal services and maintaining the highest professional standards.
Key Responsibilities
Oversee the firm's overall risk and compliance strategy across all offices.
Ensure compliance with SRA Standards & Regulations, AML Support the COLP and/or COFA
Develop, review and implement compliance policies, procedures and best practice guidance.
Manage and investigate complaints, breaches and regulatory issues where they arise.
Monitor regulatory developments and advise senior leadership on changes impacting the firm.
Conduct file reviews, internal audits and risk assessments across departments.
Deliver complianc...
Location:
Nottingham
Job Type:
FullTime
Category:
Admin, Office, Secretarial & PA

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