Risk & Compliance Manager

1 Days Old

My client is a leading Professional Services and Investment firm. We are seeking an experienced Compliance professional ideally from an audit background with good regulatory experience including knowledge of ICAEW ethics code. Supporting the Head of Risk and Compliance and the wider team you will be responsible for - Contributing to the Enterprise Risk Management framework and oversight of regulatory requirements for the accountancy divisions and the Investment business Advise fee earners and internal stakeholders on complex regulatory and ethical matters, including ICAEW requirements Draft and maintain key compliance policies, procedures, and guidance documentation Support the development of driving an enhanced firmwide conduct and ethics policy Create internal compliance communications and maintain Intranet content Prepare quarterly reports for the committees meetings and assist with external regulatory visits Carry out thematic monitoring and file reviews Keep up to date with regulatory or legislative changes which may impact the firm Support the Leaning and Development team in preparing and delivering regulatory training What we are looking for - Similar experience and a background in an Audit, Compliance role Comfortable interpreting complex technical legislation and providing advice and guidance to fee earners Experience in driving through change and enhanci...
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Location:
London
Salary:
£65,000 - £65,000
Category:
Admin, Office, Secretarial & PA

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