Senior Compliance Analyst

New Yesterday

Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Key Responsibilities:
Support the delivery of the compliance plan, including advisory, monitoring, reporting, and regulatory activities. Review, analyse, and report on regulatory changes. Monitor and report on conduct risk exposure (e.g., Consumer Duty, treating customers fairly, product oversight, complaints). Assist with complaints handling, liaising as required with claims teams, coverholders/TPAs, Lloyd’s, LIC, and the Financial Ombudsman Service. Deliver compliance monitoring activities and support sanctions/financial crime oversight for underwriters and the wider business. Review and report monthly on underwriting teams’ performance against contract certainty, sanctions, and licensing standards. Monitor and report on underwriting system compliance and data validations. Maintain the Company Library and Company Timetable. Support compliance communications, training (online and in-person), and the embedding of compliance processes. Contribute to the annual review and development of compliance policies and procedures. Assist with the preparation and submission of regulatory returns. Support the annual compliance attestation and ongoing monitoring of performance against Lloyd’s Principles.
Core Skills and Experience:
Broad/ generalist Compliance experience within the Lloyd’s Market.
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Location:
City Of London, Greater London
Job Type:
FullTime

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