Surveillance Monitoring Officer

New Yesterday

Company description: A rewarding place to work. At Rathbones, We invest in everyone's tomorrow that includes our people. We are always looking for future talent, and we can help you build a rewarding career with clear paths to progression and the opportunity to share in the success of our business. Job description: Role Title: Surveillance Monitoring Officer Department: Compliance Location: Liverpool Contract Type: Permament The Role To act as a Surveillance Monitoring Officer and support with the execution of the 2LOD surveillance monitoring programme including but not limited to daily review of trade activity and weekly assessment of best execution. Outcomes of the Role Supports the delivery of the surveillance monitoring programme across the Rathbones Group, in line with regulatory requirements and ensures the smooth delivery of said plan to a high standard of quality. Ensures that the quality and tenacity of review work completed is to a high standard, accurate and well documented. Assess trades on a daily basis for potential market abuse utilising the automated analysis software, LiquidMetrix and the business enhanced monitoring activities. Assesses best execution on a weekly basis and provides challenge to 1LoD Dealing teams on the outliers ide...
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Location:
Liverpool
Salary:
not provided
Job Type:
FullTime
Category:
Admin, Office, Secretarial & PA

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