Syndicate Compliance Manager (FTC)

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Job Description

Compliance Manager (Syndicate) FTC opportunity with a top performing specialty insurer operating within the Lloyd's market. You will focus on supporting the Head of Compliance in the delivery of the Compliance plan and ensure Lloyd's MGA/ syndicate operates in line with company policies and procedures and comply with legal and regulatory requirements.


Key Responsibilities:


  • Provide regulatory and compliance advice to the Managing Agency and Syndicate.
  • Manage regulatory submissions to Lloyd’s and other regulators, including oversight of returns and company timetables.
  • Oversee complaints handling, liaising with Claims, TPAs, Lloyd’s and the Financial Ombudsman Service.
  • Maintain and enhance systems and controls (sanctions, financial crime, breaches).
  • Conduct compliance reviews of delegated authorities.
  • Prepare compliance MI and reports, including papers for the Underwriting Committee.
  • Advise the business on regulatory implications of new and existing activities.
  • Support contract reviews and data protection/GDPR oversight.
  • Oversee conduct risk, product governance, company policies, and record-keeping.
  • Manage and support the Compliance Analyst.
  • Provide administrative and ad hoc support to the Head of Compliance.


Skills & Experience:


  • Strong knowledge of the Lloyd’s market and UK regulatory framework.
  • Experience leading compliance initiatives and projects.
  • Compliance qualification and/or proven experience with FCA regulation and overseas licensing.

Location:
City Of London
Job Type:
FullTime
Category:
Business

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