Syndicate Compliance Manager (FTC)
New Today
Job Description
Compliance Manager (Syndicate) FTC opportunity with a top performing specialty insurer operating within the Lloyd's market. You will focus on supporting the Head of Compliance in the delivery of the Compliance plan and ensure Lloyd's MGA/ syndicate operates in line with company policies and procedures and comply with legal and regulatory requirements.
Key Responsibilities:
- Provide regulatory and compliance advice to the Managing Agency and Syndicate.
- Manage regulatory submissions to Lloyd’s and other regulators, including oversight of returns and company timetables.
- Oversee complaints handling, liaising with Claims, TPAs, Lloyd’s and the Financial Ombudsman Service.
- Maintain and enhance systems and controls (sanctions, financial crime, breaches).
- Conduct compliance reviews of delegated authorities.
- Prepare compliance MI and reports, including papers for the Underwriting Committee.
- Advise the business on regulatory implications of new and existing activities.
- Support contract reviews and data protection/GDPR oversight.
- Oversee conduct risk, product governance, company policies, and record-keeping.
- Manage and support the Compliance Analyst.
- Provide administrative and ad hoc support to the Head of Compliance.
Skills & Experience:
- Strong knowledge of the Lloyd’s market and UK regulatory framework.
- Experience leading compliance initiatives and projects.
- Compliance qualification and/or proven experience with FCA regulation and overseas licensing.
- Location:
- City Of London
- Job Type:
- FullTime
- Category:
- Business
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