Compliance Analyst – Private Equity

My client is a London-based investment firm specialising in growth capital and private equity.

Following sustained growth and many years consistent success, the firm’s Compliance Department is expanding, creating this opportunity for a junior Compliance Analyst.

The Role

The Compliance Analyst will support the Group’s Compliance Programme through the following key responsibilities:

Support the day-to-day operation of the Group’s Compliance Programme, including AML/CFT activities and key compliance processes Prepare and maintain FCA and other regulatory filings, and review and implement new regulatory requirements Maintain and update compliance policies, procedures and manuals Conduct compliance monitoring and testing, including planning, execution and remediation tracking Support internal and external audits, operational due diligence and regulatory reviews Manage compliance registers, staff declarations, information barriers, market soundings, training coordination and related governance activities

The Candidate

Between 6 months and a year...