Compliance Analyst

New Yesterday

Job Description

We’re partnering with a UK-based investment management firm to hire a Compliance Analyst into a small, high-performing second line team.


This is a hands-on role offering broad exposure across regulatory compliance, financial crime, and risk management within an FCA-regulated environment.


What you’ll be doing:

  • Managing regulatory timetables and FCA submissions
  • Supporting BAU compliance monitoring and reporting
  • Handling day-to-day compliance queries (PAD, gifts & hospitality, OBIs)
  • Assisting with complaints and financial crime oversight
  • Maintaining policies, procedures, and internal MI
  • Supporting training, governance, and committee reporting


What we’re looking for:

  • Experience in compliance or risk within a UK regulated firm (1-2 years ideally)
  • Working knowledge of FCA regulation
  • Strong attention to detail and stakeholder skills
  • Calm, organised, and confident in a fast-paced environment

Location:
City Of London
Job Type:
FullTime
Category:
Business

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